FCA Enforcement: is it fit for purpose? | Practical Law

FCA Enforcement: is it fit for purpose? | Practical Law

This article considers the evolution of the FCA's approach to investigating and punishing suspected misconduct within authorised firms, following the appointment in October 2015 of Mark Steward, FCA Director of Enforcement and Market Oversight.

FCA Enforcement: is it fit for purpose?

Practical Law UK Articles w-020-6383 (Approx. 5 pages)

FCA Enforcement: is it fit for purpose?

by Nathan Willmott, Partner, Polly James, Partner, and Adam Jamieson, Senior Associate, Bryan Cave Leighton Paisner LLP
Law stated as at 12 Jun 2019 • United Kingdom
This article considers the evolution of the FCA's approach to investigating and punishing suspected misconduct within authorised firms, following the appointment in October 2015 of Mark Steward, FCA Director of Enforcement and Market Oversight.