Regulatory action in the UK: how the FCA makes decisions | Practical Law

Regulatory action in the UK: how the FCA makes decisions | Practical Law

This article considers the role and procedure of the Regulatory Decisions Committee (RDC). The RDC takes certain regulatory decisions on behalf of the FCA relating to enforcement and supervisory actions alleging serious breaches, which the relevant firm or individual is contesting, as well as contested firm authorisation and individual approval applications.

Regulatory action in the UK: how the FCA makes decisions

Practical Law UK Articles w-023-0749 (Approx. 8 pages)

Regulatory action in the UK: how the FCA makes decisions

by Regulatory Decisions Committee (Financial Conduct Authority)
Law stated as at 20 Jan 2020 • United Kingdom
This article considers the role and procedure of the Regulatory Decisions Committee (RDC). The RDC takes certain regulatory decisions on behalf of the FCA relating to enforcement and supervisory actions alleging serious breaches, which the relevant firm or individual is contesting, as well as contested firm authorisation and individual approval applications.