FCA rules on recording telephone conversations and electronic communications (SYSC 10A) | Practical Law

FCA rules on recording telephone conversations and electronic communications (SYSC 10A) | Practical Law

An outline of the key aspects of the FCA's telephone taping and electronic communication recording rules that derived from the MiFID II Directive (2014/65/EU). It covers the requirement to record obligation in SYSC 10A, as well as outlining notification and record retention requirements.

FCA rules on recording telephone conversations and electronic communications (SYSC 10A)

Practical Law UK Practice Note w-007-8056 (Approx. 19 pages)

FCA rules on recording telephone conversations and electronic communications (SYSC 10A)

by Practical Law Financial Services
Maintained • United Kingdom
An outline of the key aspects of the FCA's telephone taping and electronic communication recording rules that derived from the MiFID II Directive (2014/65/EU). It covers the requirement to record obligation in SYSC 10A, as well as outlining notification and record retention requirements.