In practice this term may be used to include securities commissions, stock exchanges or other securities market regulatory authorities in Canada or other jurisdictions.

In Canada this term is defined in National Instrument 14-101 - Definitions (NI 14-101) and officially refers to the securities commission (or equivalent body) in each of the provinces and territories of Canada (listed below). When using this term counsel should be careful to identify the intended scope.

The following list identifies the securities regulatory authority in each Canadian jurisdiction, together with their contact information and links to their web sites containing links to the applicable securities laws in each jurisdiction. These authorities have teamed up to form the Canadian Securities Administrators (CSA). (Note that some of the authorities' names used in Appendix C of NI 14-101 are out date and the current names have been set out below.)

Suite 600, 250-5 Street SW

Calgary Alberta T2P 0R4

Tel: (403) 297-6454

Toll Free: 1-877-355-0585

Fax: (403) 297-6156

Web site: https://www.albertasecurities.com/

Inquiries: [email protected]

P.O. Box 10142, Pacific Centre

701 West Georgia Street

Vancouver, BC V7Y 1L2

Tel: (604) 899-6500

Toll Free: 1-800-373-6393

Fax: (604) 899-6506

Web site: https://www.bcsc.bc.ca/

Inquiries: [email protected]

500 - 400 St. Mary Avenue

Winnipeg, MB R3C 4K5

Tel: (204) 945-2548

Toll Free: 1-800-655-5244 (Manitoba Only)

Fax: (204) 945-0330

Web site: https://mbsecurities.ca/

Inquiries: [email protected]

Toll Free: 1-866-933-2222

Web site: https://fcnb.ca/en/securities

Inquiries: [email protected]

Digital Government and Service NL Securities Regulation

Office of the Superintendent of Securities

2nd Floor, West Block, Confederation Building

100 Prince Philip Dr.

P.O. Box 8700

St. John's, NL A1B 4J6

Tel: (709) 729-4189

Fax: (709) 729-6187

Web site: https://www.gov.nl.ca/dgsnl/securities/

Legal Registries, Department of Justice

Government of the Northwest Territories

1st Floor Stuart Hodgson Building

5009 - 49th Street

P.O. Box 1320

Yellowknife, NT X1A 2L9

Tel: (867) 767-9305

Fax: (867) 873-0243

Web site: https://www.justice.gov.nt.ca/en/divisions/legal-registries-division/securities-office/

Suite 400, 5251 Duke Street

P.O. Box 458

Halifax NS B3J 2P8

Tel: (902) 424-7768

Toll Free (within Nova Scotia): 1-855-424-2499

Fax: (902) 424-4625

Web site: https://nssc.novascotia.ca/

Inquiries: [email protected]

Legal Registries Division

Department of Justice

Government of Nunavut

4th Floor, Building 1106

P.O. Box 1000, Station 570

Iqaluit, NU X0A 0H0

Tel: (867) 975-6590

Fax: (867) 975-6594

Web site: http://nunavutlegalregistries.ca/sr_index_en.shtml

20 Queen Street West

20th Floor

Toronto, ON M5H 3S8

Tel: (416) 593-8314

Toll Free: 1-877-785-1555

Fax: (416) 593-8122

Web site: https://www.osc.gov.on.ca/

Inquiries: [email protected]

Consumer, Corporate and Financial Services Division

Office of the Attorney General

95 Rochford Street

P.O. Box 2000

Charlottetown, PEI C1A 7N8

Tel: (902) 620-3870

Fax: (902) 368-5283

Web site: https://www.princeedwardisland.ca/en/information/justice-and-public-safety/securities

Toll Free: 1-877-525-0337

Web site: https://lautorite.qc.ca/en/professionals/

Suite 601, 1919 Saskatchewan Drive

Regina, SK S4P 4H2

Tel: (306) 787-5645

Fax: (306) 787-5899

Inquiries: [email protected]

Web site: http://fcaa.gov.sk.ca/regulated-businesses-persons/businesses/securities-industry-participants

307 Black Street, 1st Floor

Whitehorse, Yukon Y1A 2N1

P.O. Box 2703 (C-6)

Whitehorse, Yukon Y1A 2C6

Tel: (867) 667-5466

Fax: (867) 393-6251

Web site: https://yukon.ca/en/doing-business/securities

See Practice Note, Securities Laws in Canada: Overview.