Section 4 Registration Exemptions: Chart | Practical Law

Section 4 Registration Exemptions: Chart | Practical Law

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Section 4 Registration Exemptions: Chart

Practical Law Checklist 1-383-4154 (Approx. 8 pages)

Section 4 Registration Exemptions: Chart

by Practical Law Corporate & Securities
MaintainedUSA (National/Federal)
This chart outlines the transactional registration exemptions provided by Section 4(a) of the Securities Act of 1933, as amended, including the crowdfunding exemption added by the Jumpstart Our Business Startups Act of 2012 (JOBS Act) and the exemption for resales added by the Fixing America's Surface Transportation Act (FAST Act).