Securities Act Restrictive Legends and Rule 144 Sales | Practical Law

Securities Act Restrictive Legends and Rule 144 Sales | Practical Law

A discussion of the purpose of restrictive legends in the context of the Securities Act of 1933 and the parties and documents involved in removing a Securities Act restrictive legend in connection with Rule 144 resales of restricted equity securities.

Securities Act Restrictive Legends and Rule 144 Sales

Practical Law Practice Note 9-526-4406 (Approx. 16 pages)

Securities Act Restrictive Legends and Rule 144 Sales

by Practical Law Corporate & Securities
Maintained • USA (National/Federal)
A discussion of the purpose of restrictive legends in the context of the Securities Act of 1933 and the parties and documents involved in removing a Securities Act restrictive legend in connection with Rule 144 resales of restricted equity securities.