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US Derivatives Regulation: Application of Securities Laws to Security-Based Swaps
Practical Law Practice Note 6-532-2752 (Approx. 17 pages)
US Derivatives Regulation: Application of Securities Laws to Security-Based Swaps
by Practical Law Finance
| Maintained • USA (National/Federal) |
A Practice Note discussing the application to security-based swaps (SBS) of the US securities laws, including the Securities Act of 1933, as amended, and the Securities Exchange Act of 1934, as amended. This Note also discusses other applicable statutes, regulations, and proposals.