FINRA Filing Fee Memorandum | Practical Law

FINRA Filing Fee Memorandum | Practical Law

A form of memorandum to be sent by issuer's counsel to an issuer or underwriters' counsel to issuer's counsel in connection with a securities offering setting out the filing fees to be paid to the Financial Industry Regulatory Authority (FINRA) for the review of a registration statement, tailored for the context of an initial public offering. This Standard Document has integrated drafting notes with important explanations and drafting tips.

FINRA Filing Fee Memorandum

Practical Law Standard Document w-013-8860 (Approx. 6 pages)

FINRA Filing Fee Memorandum

by Practical Law Corporate & Securities
MaintainedUSA (National/Federal)
A form of memorandum to be sent by issuer's counsel to an issuer or underwriters' counsel to issuer's counsel in connection with a securities offering setting out the filing fees to be paid to the Financial Industry Regulatory Authority (FINRA) for the review of a registration statement, tailored for the context of an initial public offering. This Standard Document has integrated drafting notes with important explanations and drafting tips.