FINRA Filing Fee Memorandum | Practical Law
A form of memorandum to be sent by issuer's counsel to an issuer or underwriters' counsel to issuer's counsel in connection with a securities offering setting out the filing fees to be paid to the Financial Industry Regulatory Authority (FINRA) for the review of a registration statement, tailored for the context of an initial public offering. This Standard Document has integrated drafting notes with important explanations and drafting tips.