CFTC Investigations of Organizations: Obtaining Cooperation Credit | Practical Law

CFTC Investigations of Organizations: Obtaining Cooperation Credit | Practical Law

A Practice Note comparing the main factors the Commodity Futures Trading Commission (CFTC) considers in post-investigation settlement discussions when determining whether an organization is eligible for cooperation credit. This Note covers each of the main categories the CFTC uses to measure an organization's cooperation including self-reporting, full cooperation, and remediation and offers counsel tips and best practices for maximizing the chances of obtaining cooperation credit.

CFTC Investigations of Organizations: Obtaining Cooperation Credit

Practical Law Practice Note w-035-2087 (Approx. 13 pages)

CFTC Investigations of Organizations: Obtaining Cooperation Credit

by Practical Law Securities Litigation & White Collar Crime
MaintainedUSA (National/Federal)
A Practice Note comparing the main factors the Commodity Futures Trading Commission (CFTC) considers in post-investigation settlement discussions when determining whether an organization is eligible for cooperation credit. This Note covers each of the main categories the CFTC uses to measure an organization's cooperation including self-reporting, full cooperation, and remediation and offers counsel tips and best practices for maximizing the chances of obtaining cooperation credit.