CFTC Investigations of Organizations: Obtaining Cooperation Credit | Practical Law
A Practice Note comparing the main factors the Commodity Futures Trading Commission (CFTC) considers in post-investigation settlement discussions when determining whether an organization is eligible for cooperation credit. This Note covers each of the main categories the CFTC uses to measure an organization's cooperation including self-reporting, full cooperation, and remediation and offers counsel tips and best practices for maximizing the chances of obtaining cooperation credit.