Training and Competence sourcebook: FCA requirements | Practical Law

Training and Competence sourcebook: FCA requirements | Practical Law

The FCA's Training and Competence sourcebook (TC) sets out requirements for firms aimed at ensuring that their employees are appropriately trained and competent when carrying on specific activities within the scope of TC. This note outlines the TC requirements on assessing and maintaining employee competence. It also outlines the records firms must retain under TC, as well as specific notification requirements.

Training and Competence sourcebook: FCA requirements

Practical Law UK Practice Note 7-380-9260 (Approx. 16 pages)

Training and Competence sourcebook: FCA requirements

MaintainedUnited Kingdom
The FCA's Training and Competence sourcebook (TC) sets out requirements for firms aimed at ensuring that their employees are appropriately trained and competent when carrying on specific activities within the scope of TC. This note outlines the TC requirements on assessing and maintaining employee competence. It also outlines the records firms must retain under TC, as well as specific notification requirements.