United States Court of Appeals, Eleventh Circuit.September 3, 1982684 F.2d 833 (Approx. 11 pages)
684 F.2d 833
United States Court of Appeals,
Eleventh Circuit.
Ezra WATERS, Plaintiff-Appellant,
v.
Clinton CHAFFIN, etc., et al., Defendants-Appellees.
No. 81-7779.
Sept. 3, 1982.
Attorneys and Law Firms
*833 Haynie & Willis, Douglas R. Haynie, Marietta, Ga., for plaintiff-appellant.
Susan B. Forsling, Franklin N. Biggins, Franklin & Axam, Atlanta, Ga., for defendants-appellees.
*834 Appeal from the United States District Court for the Northern District of Georgia.
Before VANCE, JOHNSON and HENDERSON, Circuit Judges.
Opinion
VANCE, Circuit Judge:
In this appeal we must decide whether a policeman may be disciplined for intemperately criticizing the police chief in front of another police officer while off-duty. We conclude that under the peculiar circumstances of this case a policeman may not be disciplined for such conduct. We therefore reverse the judgment of the district court and remand for further proceedings.
I
Appellant Ezra Waters was a captain in the Fulton County Police Department until his dismissal on February 1, 1979. In April and May 1978 the department was investigating Waters for a number of undisclosed reasons. As part of the investigation, Margie S. Lawrence, a secretary and deputy sheriff in the department's narcotics division, telephoned Waters on May 2, 1978 for an undisclosed purpose. Later that day Waters called Lawrence back and asked her to meet him after work at a local cocktail lounge, which she agreed to do.
Waters and Lawrence met at Jerald's Lounge, in Cobb County, at approximately 4:30 in the afternoon. Both officers were off-duty and in civilian clothes and, of course, both were outside the jurisdiction of the Fulton County Police Department. Waters had several drinks in the ninety minutes the two were at the bar1 and during the conversation he disparagingly referred to Chief of Police C.O. Chester several times. Specifically, he complained that he could not say anything to Sergeant A. L. Korey without “that son-of-a-bitch” Chester finding out about it. Waters also called Chester a bastard and said that Chester was “as sorry as they come and nothing but a back stabbing son of a bitch.” After she left the bar, Lawrence immediately returned to her office and prepared and filed a report describing the incident.
Nothing came of the incident for nearly nine months, during which time Chief Chester resigned from the department.2 On January 28, 1979, however, Waters was ordered to report the next morning to Acting Chief of Police Louis Graham. When Waters arrived at Graham's office he received written notice of discharge, which detailed eight allegations of misconduct.3 One of the charges was for insubordination stemming from the name-calling that had occurred at Jerald's Lounge. Waters denied the truth of the factual allegations, but this response did not satisfy Graham. He informed Waters of his right to appeal the discharge to the Fulton County Personnel Board, and the discharge became effective on February 1, 1979.
*835 Waters appealed his discharge to the personnel board in timely fashion. The board heard evidence regarding the discharge at five sessions before issuing its order on May 16, 1979. The personnel board absolved Waters of all charges against him, except the insubordination charge based on Rule 3-1 of the department's regulations.4 The board determined, however, that discharge was too harsh a punishment, and it ordered Waters reinstated in another department within Fulton County at an appropriately lower graded classification.5
Shortly thereafter, Waters filed this lawsuit in the United States District Court for the Northern District of Georgia. Waters alleged that the disciplinary action taken by the police department violated his rights under the first amendment.6 After a bench trial the district court first rejected the department's affirmative defense that the demotion was the result of a settlement between Waters and the department.7 Reaching the merits of the first amendment claim, however, the court determined that “governmental regulation of the speech of public employees will generally be appropriate ... (as to) speech which does not involve matters of public interest.” Waters v. Chaffin, Civ. No. C79-1934A, at 5 (N.D.Ga. Aug. 31, 1981). The court accordingly held that Waters' derogatory comments about Chief Chester were not constitutionally protected and that the disciplinary action did not infringe Waters' first amendment rights.
In addition to Waters' fundamental interest in speaking as he chooses, he has an interest in being free from unnecessary work-related restrictions while off-duty. Waters spoke the words at issue after he had left work, while he was out of uniform, while he was out of the department's jurisdiction, and to a person he considered a friend. We think it quite reasonable that he assumed he could vent a little steam over drinks, and we think that Waters, like everyone, has a legitimate interest in maintaining a zone of privacy where he can speak about work without fear of censure. Cf. Wilson v. Taylor, 658 F.2d at 1029-30 (police officer has legitimate interest in off- *838 duty dating of known felon's daughter). It must be remembered that we are talking about off-duty shoptalk, which, although regrettably indiscreet and tactless, is nonetheless basically idle barroom chatter. Such conversation generally is not subject to sanction. See Wiegand v. Seaver, 504 F.2d at 306;Egger v. Phillips, 669 F.2d 497, 503-04 (7th Cir. 1982); Yoggerst v. Stewart, 623 F.2d 35, 40 (7th Cir. 1980); Clary v. Irvin, 501 F.Supp. at 709 n.9. We do not doubt that the department may restrict the actions of its off-duty officers in many ways, but it does not follow that these off-duty restrictions may unnecessarily impinge upon private, social conversation.11*839 Absent significant countervailing governmental interests, we are loathe to sanction the intrusion of the government's ear into the private lives of its employees.
The department argues that its interests outweigh those of Waters because the verbal sniping by Waters raises a real “question of maintaining (both) discipline by immediate superiors (and) harmony among coworkers.” Pickering v. Board of Education, 391 U.S. at 570, 88 S.Ct. at 1735. The department contends that Waters' comments necessarily interfered with the close working relationship between Chief Chester and Waters, who was one of seven captains in the department. Additionally, the department argues that Waters' comments to a subordinate officer injected dissension into the force and threatened to undermine the department's chain of command.
We do not believe, however, that the department's asserted justifications for disciplining Waters apply with full force in this case. Two factors in particular significantly undermine the asserted interference with the close working relationship of Waters and Chester. First, at the time of the comments and thereafter, Waters and Chester did not work together closely. Waters was on assignment to the Georgia Bureau of Investigation (GBI) for almost a year prior to the incident in question and reported directly only to a GBI officer; the evidence indicates that Waters ran into Chester at most a few times a week. Consequently, the “relationship does not appear to be of the type to call for ... holding back from faultfinding.” Clary v. Irvin, 501 F.Supp. at 711. Similarly, the long delay between the incident and the notice of discharge belies the argument that the comments actually had an adverse effect on the department. Had they disrupted the police force or led to dissension in the ranks, Waters would have been fired immediately. As we have stated, the reasonable possibility of adverse harm will generally be enough to invoke the full force of judicial solicitude for a police department's internal morale and discipline. In cases like this, however, where delay has belied what once was a reasonable expectation of harm, such solicitude is unwarranted. Because the court must “make individualized and searching review of the factors asserted by the employer,” *840Tygrett v. Barry, 627 F.2d 1279, 1283 (D.C.Cir.1980); see Porter v. Califano, 592 F.2d 770, 780 (5th Cir. 1979), we will not allow a generalized concern to overshadow the realities of the case. The asserted disruption in the close relationship between Chester and Waters appears to be more apparent than real in this case, and it does not weigh heavily in support of the disciplinary action taken. We also think that the department's concern over the fact that Waters' comments were directed to a subordinate officer is too general to justify its position. Lawrence was not in Waters' chain of command, for she was assigned to the metropolitan narcotics unit while Waters was assigned to the GBI. Consequently, any claim of a real or threatened breakdown in the department's command structure is attenuated and the asserted governmental interest is substantially weaker than if Lawrence had reported to Waters.13
We conclude that the department's interests do not outweigh those of Waters, and that his speech was constitutionally protected. We must emphasize, however, the narrowness of our decision. On one side, we have an off-duty police officer who was merely bellyaching about his job over drinks. On the other hand, we have a police department whose asserted interests in suppressing the speech do not fully withstand scrutiny. Because we do not think that the department has made a showing of actual harm or a reasonable likelihood of harm to its efficiency, discipline, or harmony, we believe that the first amendment protects this example of “the American tradition of making passing allusion to the vicissitudes of the boss.” Yoggerst v. Stewart, 623 F.2d at 40. Because the only asserted basis for the disciplinary action was the statements, we hold that the demotion and transfer was unconstitutional.14
*841 We do not decide whether reinstatement is an appropriate remedy in this case. That decision is for the district court in the first instance. Accordingly, we reverse and remand for further proceedings.
There is testimony indicating that Waters had seven drinks at Jerald's Lounge. The amount of alcohol consumed by Waters is of limited relevance to the first amendment issue in this case, however, and the district court made no finding as to this allegation.
Although Chester took a medical retirement, there was some debate over the exact reasons he left the department. The record is unclear on this point, except that it shows that Chester's departure was not related to problems with Waters.
The eight allegations of misconduct involved three separate incidents and were as follows:
January 9, 1978
(1) Waters suggested to Lawrence that she earn money as a cocktail waitress and prostitute;
(2) Waters asked Lawrence if she ever considered selling her body;
(3) Waters admitted to Lawrence that he knew of two instances in which “certain VIP's” had engaged the services of prostitutes and that he had not reported the information;
May 2, 1978
(4) the incident at Jerald's Lounge;
(5) Waters became intoxicated in public;
October 7, 1978
(6) Waters ridiculed Chester before two police officers other than Lawrence while on duty;
(7) Waters tried to induce two police officers to gamble as to who would succeed Chester as chief of police; and
Rule 3-1 of the Fulton County Police Department regulations provides:
Rule 3-1. Insubordination. Failure or deliberate refusal of any member or employee to obey a lawful order given by a superior officer shall be insubordination. Ridiculing a superior officer or his orders, whether in or out of his presence, is also insubordination.
The Personnel Board, during sessions convened on March 21, 1979, April 12, 1979, April 19, 1979, April 26, 1979, and May 2, 1979, considered all of the testimony and evidence presented by the parties at interest in the above styled case.
Based upon all of the testimony and evidence heard during these sessions, the Personnel Board finds in favor of the Appointing Authority on the allegation made by the Appointing Authority relative to insubordination. However, due to mitigating circumstances and after careful consideration of all pertinent factors involved, the Board orders and directs that the following actions be taken:
A. That Ezra L. Waters be reinstated in another department within Fulton County in an appropriate lower graded classification and position in the Classified Service, effective as of the date of this Order.
B. That such position shall be of a type that his membership in the Georgia Peace Officers Association may be continued without interruption.
C. That the salary of such position and the incumbent shall be as nearly comparable as possible to the Appellant's salary at the time of his separation.
D. That all time lost since the date of his separating on February 1, 1979, shall be considered as suspension without pay, until the date of his reinstatement.
E. That full credit shall be given for all prior service with Fulton County with no loss of seniority, pension or any other fringe benefits, except for any adjustments that may be necessary as a result of the aforementioned suspension.
F. That all records and testimony taken in this case shall be sealed and filed with the official records of the Personnel Board.
Waters predicated his claim upon 42 U.S.C. s 1983. The district court had jurisdiction of the case pursuant to 28 U.S.C. s 1343(3). We have appellate jurisdiction over the district court's final order. 28 U.S.C. s 1291.
The police department challenges this finding, and contends that overwhelming evidence established that Waters agreed to the demotion in exchange for the scaling down of the charges against him. The district court, however, found as a matter of fact that no settlement had been reached. The district court's finding rested in part upon credibility determinations which we are unable to reevaluate. We therefore cannot say that the district court's finding was clearly erroneous. See Fed.R.Civ.P. 52(a). This finding narrows considerably the case as it comes to us, and compels us to evaluate the case as if the department had no other possible basis for disciplining Waters except the three profanities uttered against Chief Chester.
Having determined that the district court incorrectly viewed the significance of the nature of the speech at issue, we nonetheless conclude that in many cases the public interest in the speech is relevant as one factor in the Pickering analysis. See, e.g., Foster v. Ripley, 645 F.2d at 1148 (“under Pickering and Mt. Healthy, one factor relevant in weighing the side of the balance favoring the employee is the interest served by his speech”); Kannisto v. City & County of San Francisco, 541 F.2d 841, 843 (9th Cir. 1976) (“(a)lso weighing in the balance along with (the) individual right is the right of the public to be informed”) (citing Pickering ).
In this case, however, the public's interest in the speech at issue is at best remote. The public has little interest in an individual's uncouth deprecations of his superior, so the public's right of access to information, cf. Globe Newspaper Co. v. Superior Court, —-U.S. ——, ——, 102 S.Ct. 2613, 2618, 73 L.Ed.2d 248 (1982) (public and press have first amendment right of access to criminal trials); First Nat'l Bank v. Bellotti, 435 U.S. 765, 783, 98 S.Ct. 1407, 55 L.Ed.2d 707 (1978) (statute restricting corporation's right to publicize its viewpoint on political issue violates public right to receive information), is not implicated in this case. It is true that the public has a generalized interest in an individual's right to be able to speak freely, but this interest is no more than a restatement of Waters' already articulated interest. Additionally, the public has a strong interest in the efficient delivery of governmental services. Because the public does not have an interest in this case that is distinct from the interests advanced by the parties, the Pickering balance must turn solely on the respective weights of the interests that Waters and the department possess.
The District of Columbia circuit has indicated that the state must demonstrate that the governmental unit suffered actual harm before an employee may be disciplined for his speech. Tygrett v. Barry, 627 F.2d 1279, 1282 (D.C.Cir.1980). We think this approach fails to protect the government's interest in the efficient delivery of police services. Because lives are often at stake, the danger of harm to a police department's discipline is too great to insist on waiting for the harm to result. See Priest v. Secretary of the Navy, 570 F.2d 1013, 1018 (D.C.Cir.1977). Consequently, we conclude that a reasonable likelihood of harm generally is also enough to support full consideration of the police department's asserted interests in restricting its employees' speech.
The department relies heavily on Kannisto v. City & County of San Francisco, 541 F.2d 841 (9th Cir. 1976), cert. denied, 430 U.S. 931, 97 S.Ct. 1552, 51 L.Ed.2d 775 (1977), to support its position that Waters' speech was without constitutional protection. In Kannisto the ninth circuit upheld the suspension of a police lieutenant who described his superior as an “ ‘unreasonable, contrary, vindictive individual’ whose behavior was ‘unreasonable, belligerent, arrogant, contrary and unpleasant,’ ” id. at 842, while addressing subordinates during morning inspection. If faced by the facts of Kannisto, we would have little hesitation in reaching the same result as the ninth circuit. The facts of this case, however, are in sharp contrast to those of Kannisto. We have an off-duty, out-of-uniform officer talking to one person over drinks in the next county. Additionally, in this case there was a time lag that tended to undermine the department's contentions of disruption, whereas in Kannisto the San Francisco Police Department took immediate and reasonable prophylactic measures to ensure that no disruption would occur. In sum, we find Kannisto distinguishable from this case and insufficient authority to support the department's position.
Waters has raised three other contentions on appeal. He first contends that the personnel board violated his due process rights by failing to hear and consider evidence concerning his case. The record belies this contention, however, as it shows that the board heard testimony regarding his discharge at five different meetings.