CFTC Proposes Series of Swap Regulations Under Dodd-Frank | Practical Law

CFTC Proposes Series of Swap Regulations Under Dodd-Frank | Practical Law

An update on the CFTC's new proposals for regulation of OTC derivatives under the Dodd-Frank Act, including rules on registration requirements, compliance duties and conflict of interest rules for swap dealers and major swap participants.

CFTC Proposes Series of Swap Regulations Under Dodd-Frank

Practical Law Legal Update 8-503-8923 (Approx. 2 pages)

CFTC Proposes Series of Swap Regulations Under Dodd-Frank

by PLC Finance
Published on 11 Nov 2010 • USA (National/Federal)
An update on the CFTC's new proposals for regulation of OTC derivatives under the Dodd-Frank Act, including rules on registration requirements, compliance duties and conflict of interest rules for swap dealers and major swap participants.