Bank-Affiliate Transactions Checklist | Practical Law

Bank-Affiliate Transactions Checklist | Practical Law

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Bank-Affiliate Transactions Checklist

Practical Law Checklist 6-555-5398 (Approx. 2 pages)

Bank-Affiliate Transactions Checklist

by Practical Law Finance
Law stated as of 28 Apr 2015USA (National/Federal)
This Checklist provides a visual schematic for determining if a particular transaction invokes any affiliate-transaction restrictions or requirements under Sections 23A and 23B of the Federal Reserve Act.