Andrews Corporate Officers and Directors Liability Litigation Reporter
October 12, 1998
Pension Investments:
Copyright (c) 1998 Andrews Publications
SEC SANCTIONS INVESTMENT COMPANY, CEO FOR UNAUTHORIZED TRADING
In the Matter of Rhumbline
The Securities and Exchange Commission has sanctioned Boston-based Rhumbline Advisers and its chief executive officer, John D. Nelson, for failing to prevent $162 million in losses to two pension fund accounts, the result of unauthorized options...
SEC SANCTIONS INVESTMENT COMPANY, CEO FOR UNAUTHORIZED TRADING
In the Matter of Rhumbline