SEC and New York Complete Settlements with Several Firms Over ARSs | Practical Law

SEC and New York Complete Settlements with Several Firms Over ARSs | Practical Law

An update on announcements made by the SEC and New York's Office of the Attorney General about settlements reached with several securities firms of charges related to the sales of auction rate securities (ARSs).

SEC and New York Complete Settlements with Several Firms Over ARSs

Practical Law Legal Update 9-386-2553 (Approx. 3 pages)

SEC and New York Complete Settlements with Several Firms Over ARSs

by PLC Corporate & Securities and PLC Finance
Published on 04 Jun 2009USA (National/Federal)
An update on announcements made by the SEC and New York's Office of the Attorney General about settlements reached with several securities firms of charges related to the sales of auction rate securities (ARSs).