CLEARING BROKER NOT LIABLE FOR PONZI SCHEME, SAYS 10TH CIR. Hossain v. Rauscher Pierce Refsnes Inc. | Secondary Sources | Westlaw

CLEARING BROKER NOT LIABLE FOR PONZI SCHEME, SAYS 10TH CIR. Hossain v. Rauscher Pierce Refsnes Inc. | Secondary Sources | Westlaw

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CLEARING BROKER NOT LIABLE FOR PONZI SCHEME, SAYS 10TH CIR. Hossain v. Rauscher Pierce Refsnes Inc.

7 No. 16 ANDERLR 11Andrews Derivatives Litigation Reporter (Approx. 3 pages)

CLEARING BROKER NOT LIABLE FOR PONZI SCHEME, SAYS 10TH CIR. Hossain v. Rauscher Pierce Refsnes Inc.

7 No. 16 ANDERLR 11Andrews Derivatives Litigation Reporter (Approx. 3 pages)

7 No. 16 Andrews Derivatives Litig. Rep. 11
Andrews Derivatives Litigation Reporter
September 10, 2001
Clearing Brokers
Copyright (c) 2001 Andrews Publications

CLEARING BROKER NOT LIABLE FOR PONZI SCHEME, SAYS 10TH CIR.

Hossain v. Rauscher Pierce Refsnes Inc.

Clearing broker Rauscher Pierce Refsnes Inc. is not liable for the losses incurred by an investor who was scammed by his broker, the 10th Circuit has ruled in an unpublished opinion. In affirming the lower court's opinion, the panel refused to accept...
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