SEC charges hedge fund manager with $9 million options trading scam | Secondary Sources | Westlaw

SEC charges hedge fund manager with $9 million options trading scam | Secondary Sources | Westlaw

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SEC charges hedge fund manager with $9 million options trading scam

2023 SECDBRF 0158By Nicole BanasWESTLAW Securities Enforcement & Litigation Daily Briefing (Approx. 2 pages)

SEC charges hedge fund manager with $9 million options trading scam

2023 SECDBRF 0158By Nicole BanasWESTLAW Securities Enforcement & Litigation Daily Briefing (Approx. 2 pages)

SEC charges hedge fund manager with $9 million options trading scam

(July 13, 2023) - A North Carolina hedge fund manager reaped more than $9 million from an illicit Ponzi scheme in which he guaranteed investment returns from options trading, the Securities and Exchange Commission has alleged in a federal lawsuit....
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