TRANSACTION FEES NOT CONNECTED TO PURCHASE OF SECURITIES, SAYS N.Y. COURT Spielman v. Merrill Lynch, Pierce, Fenner & Smith Inc. | Secondary Sources | Westlaw

TRANSACTION FEES NOT CONNECTED TO PURCHASE OF SECURITIES, SAYS N.Y. COURT Spielman v. Merrill Lynch, Pierce, Fenner & Smith Inc. | Secondary Sources | Westlaw

View on Westlaw or start a FREE TRIAL today, TRANSACTION FEES NOT CONNECTED TO PURCHASE OF SECURITIES, SAYS N.Y. COURT Spielman v. Merrill Lynch, Pierce, Fenner & Smith Inc., Secondary Sources
7 No. 7 Andrews Sec. Litig. & Reg. Rep. 8
Andrews Securities Litigation and Regulation Reporter
October 24, 2001
Transaction Fees
Copyright (c) 2001 Andrews Publications

TRANSACTION FEES NOT CONNECTED TO PURCHASE OF SECURITIES, SAYS N.Y. COURT

Spielman v. Merrill Lynch, Pierce, Fenner & Smith Inc.

A federal court in Manhattan has ruled that transaction fees for the purchase of securities are not “in connection with” the value of securities being purchased and not covered by federal securities laws. After Merrill Lynch removed the suit to...
End of Document© 2024 Thomson Reuters. No claim to original U.S. Government Works.