TRANSACTION FEES NOT CONNECTED TO PURCHASE OF SECURITIES, SAYS N.Y. COURT Spielman v. Merrill Lynch, Pierce, Fenner & Smith Inc. | Secondary Sources | Westlaw

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TRANSACTION FEES NOT CONNECTED TO PURCHASE OF SECURITIES, SAYS N.Y. COURT Spielman v. Merrill Lynch, Pierce, Fenner & Smith Inc.

7 No. 7 ANSLRR 8Andrews Securities Litigation and Regulation Reporter (Approx. 3 pages)

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TRANSACTION FEES NOT CONNECTED TO PURCHASE OF SECURITIES, SAYS N.Y. COURT Spielman v. Merrill Lynch, Pierce, Fenner & Smith Inc.

7 No. 7 ANSLRR 8Andrews Securities Litigation and Regulation Reporter (Approx. 3 pages)

7 No. 7 Andrews Sec. Litig. & Reg. Rep. 8

Andrews Securities Litigation and Regulation Reporter

October 24, 2001

Transaction Fees

TRANSACTION FEES NOT CONNECTED TO PURCHASE OF SECURITIES, SAYS N.Y. COURT

Spielman v. Merrill Lynch, Pierce, Fenner & Smith Inc.

A federal court in Manhattan has ruled that transaction fees for the purchase of securities are not “in connection with” the value of securities being purchased and not covered by federal securities laws. After Merrill Lynch removed the suit to...

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