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FINRA Offers Same Day Clearance for Shelf Filings
Practical Law Legal Update 5-501-6606 (Approx. 3 pages)
FINRA Offers Same Day Clearance for Shelf Filings
by PLC Corporate & Securities
| Published on 05 Mar 2010 • USA (National/Federal) |
An update on optional FINRA procedures that will permit same day clearance of shelf filings.