SEC Approves Amendments Expanding TRACE to Include Agency Debt Securities and Primary Market Transactions | Practical Law

An update on an approved FINRA rule change adding government agency debt securities and primary market transactions to Reporting and Compliance Engine Rules (TRACE).

SEC Approves Amendments Expanding TRACE to Include Agency Debt Securities and Primary Market Transactions

Practical Law Legal Update 5-500-3369 (Approx. 2 pages)

SEC Approves Amendments Expanding TRACE to Include Agency Debt Securities and Primary Market Transactions

by PLC Corporate & Securities and PLC Finance

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Published on 29 Sep 2009 • USA (National/Federal)

An update on an approved FINRA rule change adding government agency debt securities and primary market transactions to Reporting and Compliance Engine Rules (TRACE).