SEC Proposes Rules for Registration of Security-based Swap Dealers and Major Security-based Swap Participants under Dodd-Frank | Practical Law

On October 12, 2011, the SEC proposed rules under the Dodd-Frank Act requiring security-based swap dealers and major security-based swap participants to register with the SEC.

SEC Proposes Rules for Registration of Security-based Swap Dealers and Major Security-based Swap Participants under Dodd-Frank

Practical Law Legal Update 4-509-1757 (Approx. 3 pages)

SEC Proposes Rules for Registration of Security-based Swap Dealers and Major Security-based Swap Participants under Dodd-Frank

by PLC Finance

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Published on 13 Oct 2011 • USA (National/Federal)

On October 12, 2011, the SEC proposed rules under the Dodd-Frank Act requiring security-based swap dealers and major security-based swap participants to register with the SEC.