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NYSE Sends its 2013 Letters to Listed Domestic Companies and Foreign Private Issuers
Practical Law Legal Update 1-524-1517 (Approx. 3 pages)
NYSE Sends its 2013 Letters to Listed Domestic Companies and Foreign Private Issuers
by PLC Corporate & Securities
| Published on 13 Feb 2013 • USA (National/Federal) |
The NYSE sent its annual letters to listed domestic companies and foreign private issuers reminding them of NYSE's corporate governance requirements and of their notification and filing obligations with the exchange.
On February 11, 2013, the NYSE issued its annual letter to the executives of its listed companies and letter to the executives of its listed foreign private issuers reminding them of the NYSE's corporate governance requirements and of their notification and filing obligations with the exchange. In the letters, the NYSE highlighted, among other things:
- Exchange notification requirements.
- Annual financial statement requirements.
- Corporate governance requirements.
- Transactions requiring supplemental listing applications.
- Shareholder approval requirements and the voting rights rule.
- The exchange's timely alert policy.
- Recent rule changes.