FINRA Proposes Rule Change to Adopt NASD Rule 2720 as FINRA Rule 5121 in Consolidated FINRA Rulebook | Practical Law

FINRA Proposes Rule Change to Adopt NASD Rule 2720 as FINRA Rule 5121 in Consolidated FINRA Rulebook | Practical Law

An update on FINRA's proposal to adopt NASD Rule 2720, which relates to public offerings of securities by member firms with conflicts of interest, as FINRA Rule 5121 in the consolidated FINRA rulebook.

FINRA Proposes Rule Change to Adopt NASD Rule 2720 as FINRA Rule 5121 in Consolidated FINRA Rulebook

by PLC Corporate & Securities
Published on 21 May 2010 • USA (National/Federal)
An update on FINRA's proposal to adopt NASD Rule 2720, which relates to public offerings of securities by member firms with conflicts of interest, as FINRA Rule 5121 in the consolidated FINRA rulebook.