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FINRA Files Revised Rule Proposal Related to Private Placements of Securities Issued by Members
Practical Law Legal Update 7-384-6253 (Approx. 2 pages)
FINRA Files Revised Rule Proposal Related to Private Placements of Securities Issued by Members
by PLC Corporate & Securities
| Published on 20 Jan 2009 • USA (National/Federal) |
An update on a revised FINRA rule proposal on reporting and other requirements for private placements of unregistered securities issued by members.