Asset managers could face tighter supervision under new plan -SEC | Business Information & News | Westlaw

Asset managers could face tighter supervision under new plan -SEC | Business Information & News | Westlaw

View on Westlaw or start a FREE TRIAL today, Asset managers could face tighter supervision under new plan -SEC, Business Information & News
12/11/14 REUTERS 21:47:14
REUTERS
Copyright © 2014 Thomson Reuters
December 11, 2014
Asset managers could face tighter supervision under new plan -SEC
Sarah N. Lynch
John McCrank
WASHINGTON/NEW YORK (Reuters) - The top U.S. securities regulator laid out a plan on Thursday to tighten supervision of large asset managers, saying more must be done to identify the risks the firms could pose and to protect markets in the event of a...
---- Index References ----
Company: BLACKROCK INC; FIDELITY INVESTMENTS LTD
News Subject: (Funding Instruments (1FU41); Regulatory Affairs (1RE51); Fund Instruments (1FU72))
Industry: (Accounting (1AC78); Mutual Funds (1MU87); Financial Services Products (1FI16); Accounting, Consulting & Legal Services (1AC73); Investment Management (1IN34); Financial Services (1FI37); Securities Investment (1SE57); Financial Services Regulatory (1FI03); Accounting Regulatory (1AC62); Financial Services Convergence (1FI45))
Language: EN
Other Indexing: (Laurence Fink; Paul Schott Stevens; Jose Luis Magana; Mary Jo White; Luis Aguilar)
Keywords: securities (MCC:f); (N2:US); (N2:AMERS); (N2:USA); (MCCL:OEC)
Word Count: 858
End of Document© 2024 Thomson Reuters. No claim to original U.S. Government Works.