Restrictions on financial promotion of non-mass market investments under COBS 4.12B | Practical Law

Restrictions on financial promotion of non-mass market investments under COBS 4.12B | Practical Law

This note outlines the FCA's marketing restrictions that apply to the promotion of non-mainstream pooled investments (NMPIs) and speculative illiquid securities (SiSs) (collectively known as non-mass market investments (NMMIs)), which are set out in COBS 4.12B.

Restrictions on financial promotion of non-mass market investments under COBS 4.12B

Practical Law UK Practice Note 5-550-6426 (Approx. 23 pages)

Restrictions on financial promotion of non-mass market investments under COBS 4.12B

MaintainedUnited Kingdom
This note outlines the FCA's marketing restrictions that apply to the promotion of non-mainstream pooled investments (NMPIs) and speculative illiquid securities (SiSs) (collectively known as non-mass market investments (NMMIs)), which are set out in COBS 4.12B.