HEDGE FUND SETTLES SEC SUIT OVER ‘SIDE-POCKET’ INVESTMENT SCHEME SEC v. Goldfarb | Secondary Sources | Westlaw

HEDGE FUND SETTLES SEC SUIT OVER ‘SIDE-POCKET’ INVESTMENT SCHEME SEC v. Goldfarb | Secondary Sources | Westlaw

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17 No. 11 Westlaw Journal Derivatives 8
Westlaw Journal Derivatives
*1 April 13, 2011
Investment Advisers
Copyright © 2011 Thomson Reuters .

HEDGE FUND SETTLES SEC SUIT OVER ‘SIDE-POCKET’ INVESTMENT SCHEME

SEC v. Goldfarb

Briefs and Other Related Documents
A San Francisco-based hedge fund manager and his company have agreed to settle a Securities and Exchange Commission suit alleging they concealed more than $12 million in “side-pocket” investment proceeds.
Securities and Exchange Commission v. Goldfarb...
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