SEC intends to deny proposals for "non-transparent" ETFs | Business Information & News | Westlaw

SEC intends to deny proposals for "non-transparent" ETFs | Business Information & News | Westlaw

View on Westlaw or start a FREE TRIAL today, SEC intends to deny proposals for "non-transparent" ETFs, Business Information & News
10/22/14 REUTERS 17:15:06
REUTERS
Copyright © 2014 Thomson Reuters
October 22, 2014
SEC intends to deny proposals for "non-transparent" ETFs
Ashley Lau
NEW YORK (Reuters) - U.S. regulators said they plan to deny proposals for a new breed of actively managed exchange-traded funds that would be allowed to keep their holdings under wraps for months at a time, the latest setback to a push for a rule...
---- Index References ----
News Subject: (Exchange Listings & Delistings (1EX12); Exchange-Traded Funds (1EV33); Economics & Trade (1EC26); Funding Instruments (1FU41); Fund Instruments (1FU72); Financial Markets (1FI87))
Industry: (Mutual Funds (1MU87); Financial Services (1FI37); U.S. Securities Act of 1933 (1US58); U.S. Securities & Exchange Commission (1US50); Securities Investment (1SE57); Investment Management (1IN34))
Language: EN
Other Indexing: (Jonathan Ernst)
Keywords: securities (MCC:f); (N2:US); (N2:AMERS); (N2:USA); (MCCL:OEC)
Word Count: 317
End of Document© 2024 Thomson Reuters. No claim to original U.S. Government Works.