SEC Proposes Rules to Improve Oversight of Investment Advisers | Practical Law
An update on the SEC proposing new rules and rule amendments under the Investment Advisers Act of 1940 to implement provisions of the Dodd-Frank Act.
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SEC Proposes Rules to Improve Oversight of Investment Advisers
Practical Law Legal Update 8-503-9908
(Approx. 5 pages)
SEC Proposes Rules to Improve Oversight of Investment Advisers
by PLC Corporate & Securities
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Published on 23 Nov 2010
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USA (National/Federal)
An update on the SEC proposing new rules and rule amendments under the Investment Advisers Act of 1940 to implement provisions of the Dodd-Frank Act.