Updated: FINRA Proposes Rule Changes to Clarify the Application of Its Rules to Security-Based Swaps | Practical Law
FINRA has filed a proposed rule change with the SEC to clarify the application of its rules to security-based swaps following the SEC's completion of its rulemaking regarding security-based swap dealers (SBSDs) and major security-based swap participants (MSBSPs, and together with SBSDs, SBS Entities).