SEC SUSPENDS FORMER FIRST BOSTON MANAGER FOR CONCEALMENT OF FUND'S DERIVATIVES EXPOSURE In re Brennan and Walsh | Secondary Sources | Westlaw

SEC SUSPENDS FORMER FIRST BOSTON MANAGER FOR CONCEALMENT OF FUND'S DERIVATIVES EXPOSURE In re Brennan and Walsh | Secondary Sources | Westlaw

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SEC SUSPENDS FORMER FIRST BOSTON MANAGER FOR CONCEALMENT OF FUND'S DERIVATIVES EXPOSURE In re Brennan and Walsh

4 No. 24 ANBLLLR 4Andrews' Bank & Lender Liability Litigation Reporter (Approx. 3 pages)

SEC SUSPENDS FORMER FIRST BOSTON MANAGER FOR CONCEALMENT OF FUND'S DERIVATIVES EXPOSURE In re Brennan and Walsh

4 No. 24 ANBLLLR 4Andrews' Bank & Lender Liability Litigation Reporter (Approx. 3 pages)

4 No. 24 Andrews' Bank & Lender Liab. Litig. Rep. 4
Andrews' Bank & Lender Liability Litigation Reporter
August 18, 1999
Derivatives
Copyright (c) 1999 Andrews Publications

SEC SUSPENDS FORMER FIRST BOSTON MANAGER FOR CONCEALMENT OF FUND'S DERIVATIVES EXPOSURE

In re Brennan and Walsh

The Securities and Exchange Commission (SEC) has sanctioned former CS First Boston portfolio manager Keith E. Walsh with a three-year suspension from the securities business for his part in developing and marketing a fund that concealed its...
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