Conducting a FINRA Arbitration: The Arbitrator's Perspective | Practical Law
https://content.next.westlaw.com/Document/I9b2cb6dc46b611e798dc8b09b4f043e0/View/FullText.html?transitionType=Default&contextData=(sc.Default)A Practice Note explaining how the arbitrator conducts an arbitration proceeding under the rules of the Financial Industry Regulatory Authority (FINRA). This Note describes the conduct of a FINRA arbitration from the perspective of a solo arbitrator or member of a three-person panel and explains the procedural decisions the arbitrator makes before, during, and at the end of the hearing to help ensure an efficient arbitration proceeding.
A Practice Note explaining how the arbitrator conducts an arbitration proceeding under the rules of the Financial Industry Regulatory Authority (FINRA). This Note describes the conduct of a FINRA arbitration from the perspective of a solo arbitrator or member of a three-person panel and explains the procedural decisions the arbitrator makes before, during, and at the end of the hearing to help ensure an efficient arbitration proceeding.