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MiFID II knowledge and competence assessment: ESMA consultation
Practical Law UK Articles 3-614-4086 (Approx. 2 pages)
MiFID II knowledge and competence assessment: ESMA consultation
by Slaughter and May and Practical Law Financial Services and Practical Law Corporate
| Published on 28 May 2015 • European Union, United Kingdom |
The European Securities and Markets Authority is consulting on draft guidelines for the assessment of knowledge and competence under the MiFID II Directive (2014/65/EU).