FORMER SECURITIES BROKER CHARGED WITH $6 MILLION FRAUD People v. Sihpol | Secondary Sources | Westlaw

FORMER SECURITIES BROKER CHARGED WITH $6 MILLION FRAUD People v. Sihpol | Secondary Sources | Westlaw

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FORMER SECURITIES BROKER CHARGED WITH $6 MILLION FRAUD People v. Sihpol

9 No. 26 ANSLRR 10Andrews Securities Litigation and Regulation Reporter (Approx. 2 pages)

FORMER SECURITIES BROKER CHARGED WITH $6 MILLION FRAUD People v. Sihpol

9 No. 26 ANSLRR 10Andrews Securities Litigation and Regulation Reporter (Approx. 2 pages)

9 No. 26 Andrews Sec. Litig. & Reg. Rep. 10
Andrews Securities Litigation and Regulation Reporter
*1 May 5, 2004
Criminal Charges (Mutual Funds)
Copyright © 2004 West, a Thomson business.

FORMER SECURITIES BROKER CHARGED WITH $6 MILLION FRAUD

People v. Sihpol

Briefs and Other Related Documents
A former Banc of America Securities LLC broker has been charged in New York state court with orchestrating a $6 million “market timing” scheme that illegally favored a hedge fund in the sales of mutual-fund shares.
People v. Sihpol, No. 1710/2004, ...
(Indictment), Trial Pleading (2004)
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