Practical Law Corporate & Securities: 2015 Publications | Practical Law
A list of resources published by Practical Law's Corporate & Securities team in 2015.
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Practical Law Corporate & Securities: 2015 Publications
Practical Law Help and Information Notes 2-621-5946
(Approx. 11 pages)
Practical Law Corporate & Securities: 2015 Publications
by Practical Law Corporate & Securities
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A list of resources published by Practical Law's Corporate & Securities team in 2015.
Practical Law Corporate & Securities: 2015 Publications
December 2015
Practice Notes
Bought Deals
Crowdfunding Intermediaries: Funding Portals and Brokers
Schedule TO
SPACs: Overview
Structuring Private Equity Co-Investments
Standard Documents
Backstop Equity Commitment Letter
Letter of Intent: Mergers (Private Company)
Press Release: Launching a Primary Bought Deal
Press Release: Launching a Secondary Bought Deal
Periodic Reporting and Disclosure Obligations and Corporate Governance Standards for Foreign Private Issuers: Presentation Materials
Subsidiary-Management Spreadsheet
Standard Clauses
Bought Deal Form Prospectus Language: Cover and Plan of Distribution
Purchase Agreement: Conflict Waiver; Attorney-Client Privilege
Purchase Agreement: Due Diligence Condition
Purchase Agreement: Earn-Out with Milestones
Purchase Agreement: Escrow Provisions
Purchase Agreement: Private Equity Financing Provisions
Checklists
Bought Deals: Asking the Right Questions Checklist
Bought Deals: Timetable and Responsibility Chart
FAST Act: Effective Dates of Provisions Chart
November 2015
Practice Notes
Broker-Dealers Use of Social Media
SEC Large Trader Reporting
Standard Documents
LLC Agreement (Single Class, Manager-Managed)
Checklists
Wall-Crossed Offerings: Asking the Right Questions Checklist
October 2015
Practice Notes
Investment Adviser Code of Ethics
Investment Adviser Pay to Play Rule
The Pay Ratio Rule: Preparing for Compliance
Startup Seed Financings: Overview
Toolkits
Periodic Reporting Requirements and Disclosure Obligations Toolkit (Foreign Private Issuers)
Securities Offering Due Diligence Toolkit
Standard Documents
Memorandum to Board: Strategies for Handling Shareholder Activists
Checklists
Choosing the Right Seed Financing Instrument for Startups Checklist
Setting Up and Operating a Company Hotline Checklist
September 2015
Practice Notes
Down for the Account: Steps to Take When Facing a Change in Accountant
Private Equity Co-Investments
Representation and Warranty Insurance for M&A Transactions
Startup Venture Finance: Overview
Standard Documents
Limited Partnership Agreement (LPA) for Private Equity Fund
Legal Response Letter to Auditors' Request for Information
Press Release: Spin-Off Announcement
Checklists
Choosing a Charitable Non-Profit Entity Type Chart
Negotiating Earn-Outs Chart
Articles
Expert Q&A on Equity Crowdfunding
Hot Topics for the 2016 Proxy Season
The electronic settlement of US Regulation S, Category 3 securities trading on the London Stock Exchange
What's Market: A Mid-Year Round-Up of IPOs in 2015
What's Market Analytics: Representation and Warranty Insurance
August 2015
Practice Notes
Broker-Dealer Recordkeeping
Debt Research and Debt Research Analysts
Toolkits
Securities Exchange Compliance Toolkit
Standard Documents
Going Public: Periodic Reporting and Disclosure Obligations and Corporate Governance Standards
Waiver of Notice of Board of Directors Meeting
Checklists
Dodd-Frank Executive Compensation Rules: Status Chart
Articles
The SEC's Proposed Pay-Versus-Performance Disclosure Rules
July 2015
Practice Notes
Broker-Dealer Suitability Obligations
Start-Up Equity Awards: Securities Law Considerations
FINRA Continuing Membership Application Checklist
Articles
Hot Topics for Compensation Committees for 2016
What's Market: 2015 Mid-year Public M&A Wrap-Up
June 2015
Practice Notes
FINRA Communications with the Public Rules
Toolkits
Start-Up Company Toolkit
Standard Documents
Buy-Sell Agreement (General Form): Corporations
Press Release: Public Merger
Checklists
Registering to Do Business Under an Assumed Name Checklist
Articles
Acquisitions of Canadian Public Companies
May 2015
Practice Notes
Forming and Organizing a Non-Profit Corporation: 501(c)(3) Public Charity
Investment Adviser Regulation: Overview
Registration of Investment Advisers: Overview
Toolkits
Foreign Private Issuers Toolkit
Standard Documents
Memorandum to Board: Issues When Considering a Spin-Off
Related Party Transactions Policy
Checklists
Form Check Guide: Form S-1 Checklist
Key Differences Between Hedge Funds and Private Equity Funds: Comparison Chart
Articles
Lessons from the 2015 Proxy Access Front
April 2015
Practice Notes
Broker-Dealer Issues for Private Funds
Determining Broker-Dealer Status
Offshore Offerings by Domestic Issuers
Standard Documents
Bad Actor Questionnaire: Regulation A Offering
Checklists
Acquiring a Private Company Flowchart
Preparing for Chapter 11 Bankruptcy: Prepetition Checklist
Regulation A Summary Chart: Tier 1 and Tier 2
Articles
Deal Protections and Remedies: A Comparative Analysis of 2014 Public Merger Agreements
Webinar: Deal Protections and Remedies in 2014 Public Merger Agreements
Canadian Initial Public Offerings of US Businesses
Webinar: Going Public in Canada - Exploring the Canadian IPO Opportunity for U.S. Businesses
What's Market Analytics: Trends in Banking Industry M&A Agreements
March 2015
Practice Notes
Foreign Broker-Dealers Doing Business in the US
Purchase Price Adjustment Determinations in the US
What's Market: Spin-Offs
Standard Documents
Memorandum to Board: Issues When Negotiating a Settlement with an Investor
Section 16 Beneficial Ownership Reporting and Disgorgement Training for Public Companies: Presentation Materials
Articles
Rethinking Board Evaluation
February 2015
Practice Notes
FINRA Supervision Rules
Standard Documents
Memorandum to Board: Issues When Selecting Directors Designated by an Investor
Articles
Corporate Sustainability and Disclosure
Key Developments and Trends in DIP Financing
MAC Definitions after Cooper Tire & Rubber v. Apollo (Mauritius) Holdings
What's Market: Follow-on Equity Offerings in the Services Industry in 2014
January 2015
Standard Clauses
Red Herring Legend: Rule 144A Offering
Red Herring Legend: Registered Offering
Articles
Defining Control for Entire Fairness
What's Market: 2014 Year-End Public M&A Wrap-Up
What's Market: A Round-Up of IPOs in 2014
What's Market: Follow-on Equity Offerings in the Pharmaceutical/Biotechnology Industry in 2014