AIM Rules: breaches by nomad | Practical Law

AIM Rules: breaches by nomad | Practical Law

The London Stock Exchange has announced that a nominated adviser has been privately censured and fined for breaches of the AIM Rules for Nominated Advisers.

AIM Rules: breaches by nomad

Practical Law UK Articles 3-610-2091 (Approx. 3 pages)

AIM Rules: breaches by nomad

by Slaughter and May and Practical Law Financial Services and Practical Law Corporate
Published on 30 Apr 2015 • United Kingdom
The London Stock Exchange has announced that a nominated adviser has been privately censured and fined for breaches of the AIM Rules for Nominated Advisers.