Law stated as at 28 Aug 2008 |
Block | Sourcebook or manual | Ref code |
Glossary | Glossary (the meaning of defined terms used in the Handbook) | |
High level standards | Principles for Businesses | PRIN |
Senior management arrangements, systems and controls | SYSC | |
Threshold conditions | COND | |
Statements of Principle and Code of Practice for Approved persons | APER | |
The Fit and Proper test for Approved Persons | FIT | |
General provisions | GEN | |
Fees manual | FEES | |
Prudential Standards | General Prudential sourcebook | GENPRU |
Prudential sourcebook for Banks, Building Societies and Investment Firms | BIPRU | |
Prudential sourcebook for Insurers | INSPRU | |
Prudential sourcebook for Mortgage and Home Finance Firms, and Insurance Intermediaries | MIPRU | |
Prudential sourcebook for UCITS Firm | UPRU | |
Interim Prudential sourcebook for Banks | IPRU-BANK | |
Interim Prudential sourcebook for Building Societies | IPRU-BSOC | |
Interim Prudential sourcebook for Friendly Societies | IPRU-FSOC | |
Interim Prudential sourcebook for Insurers | IPRU-INS | |
Interim Prudential sourcebook for Investment Businesses | IPRU-INV | |
Business Standards | New Conduct of Business sourcebook | COBS |
Insurance: New Conduct of Business sourcebook | ICOBS | |
Mortgages and Home Finance: Conduct of Business sourcebook | MCOB | |
Banking: Conduct of Business sourcebook (comes into force on 1.11.2009) | BCOBS | |
Client assets | CASS | |
Market conduct | MAR | |
Training and competence | TC | |
Regulatory process | Supervision | SUP |
Decision Procedure and Penalties Manual | DEPP | |
Redress | Dispute resolution: Complaints | DISP |
Compensation | COMP | |
Complaints against the FSA | COAF | |
Specialist sourcebooks | New Collective Investment Schemes | COLL |
Credit unions | CRED | |
Electronic money | ELM | |
Professional firms | PROF | |
Regulated Covered Bonds | RCB | |
Recognised Investment Exchanges and Clearing Houses | REC | |
Listing, Prospectus and Disclosure Rules | Listing Rules | LR |
Prospectus Rules | PR | |
Disclosure Rules and Transparency Rules | DTR | |
Handbook Guides | Energy Market Participants | EMPS |
Oil Market Participants | OMPS | |
Service Companies | SERV | |
Regulatory Guides | The Building Societies Regulatory Guide | BSOG |
The Collective Investment Scheme Information Guide | COLLG | |
The Enforcement Guide | EG | |
The Perimeter Guidance Manual | PERG | |
The Responsibilities of Providers and Distributors for the Fair Treatment of Customers | RPPD | |
The Unfair Contract Terms Regulatory Guide | UNFCOG |