New FINRA arbitration rule changes | Practical Law

New FINRA arbitration rule changes | Practical Law

The Financial Industry Regulatory Authority (FINRA) has had their rule amendments approved by the US Securities and Exchange Commission (SEC).

New FINRA arbitration rule changes

Practical Law UK Legal Update w-005-5637 (Approx. 3 pages)

New FINRA arbitration rule changes

by Practical Law Arbitration
Published on 25 Jan 2017 • USA (National/Federal)
The Financial Industry Regulatory Authority (FINRA) has had their rule amendments approved by the US Securities and Exchange Commission (SEC).