Blurred lines for brokers, bankers create supervision worries | Business Information & News | Westlaw

Blurred lines for brokers, bankers create supervision worries | Business Information & News | Westlaw

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9/8/14 REUTERS 17:11:57
REUTERS
Copyright © 2014 Thomson Reuters
September 8, 2014
Blurred lines for brokers, bankers create supervision worries
Suzanne Barlyn
NEW YORK (Reuters) - Banks are putting more brokers in the empty spaces of their branches, raising some potential problems as they work more independently from their day-to-day brokerage supervisors.
JPMorgan Chase & Co, for example, reached a goal...
---- Index References ----
Company: FINANCIAL INDUSTRY REGULATORY AUTHORITY INC; CITIGROUP INC; JPMORGAN CHASE AND CO
News Subject: (Major Corporations (1MA93))
Industry: (Banking (1BA20); Personal & Institutional Investing (1PE62); Bank Marketing (1BA80); Financial Services (1FI37))
Language: EN
Other Indexing: (Emily Gordy; Alan Wolper; Daniel Munoz)
Keywords: banking; securities; corpgov (MCC:f); (N2:US); (N2:AMERS); (N2:USA); (MCCL:OEC)
Word Count: 522
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