NASD IMPLEMENTS TOUGHER RULE FOR DEADBEAT BROKERS | Secondary Sources | Westlaw

NASD IMPLEMENTS TOUGHER RULE FOR DEADBEAT BROKERS | Secondary Sources | Westlaw

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NASD IMPLEMENTS TOUGHER RULE FOR DEADBEAT BROKERS

10 No. 22 ANDERLR 2Andrews Derivatives Litigation Reporter (Approx. 2 pages)

NASD IMPLEMENTS TOUGHER RULE FOR DEADBEAT BROKERS

10 No. 22 ANDERLR 2Andrews Derivatives Litigation Reporter (Approx. 2 pages)

10 No. 22 Andrews Derivatives Litig. Rep. 2
Andrews Derivatives Litigation Reporter
*1 September 17, 2004
News Brief
Copyright © 2004 West, a Thomson business.

NASD IMPLEMENTS TOUGHER RULE FOR DEADBEAT BROKERS

Beginning Sept. 9, the National Association of Securities Dealers will implement a new rule provision aiming to prevent suspended brokers from reemployment in the securities industry if they have failed to pay arbitration awards or settlements.
The...
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