Rule 10b5-1 Plans: Best Practices Checklist | Practical Law

https://content.next.westlaw.com/practical-law/document/Id248e4041c9611e38578f7ccc38dcbee/Rule-10b5-1-Plans-Best-Practices-Checklist?viewType=FullText&transitionType=Default&contextData=(sc.Default) This Checklist covers issues to consider when adopting a Rule 10b5-1 plan, including timing, waiting periods, term, termination and trades outside the plan.

Rule 10b5-1 Plans: Best Practices Checklist

Practical Law Checklist 7-523-9941 (Approx. 7 pages)

Rule 10b5-1 Plans: Best Practices Checklist

by Practical Law Corporate & Securities

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This Checklist covers issues to consider when adopting a Rule 10b5-1 plan, including timing, waiting periods, term, termination and trades outside the plan.