Upjohn Warning | Practical Law

Upjohn Warning | Practical Law

Upjohn Warning

Upjohn Warning

Practical Law Glossary Item 5-501-8808 (Approx. 5 pages)

Glossary

Upjohn Warning

Also known as a corporate Miranda warning. The notice in-house or outside counsel provide a company employee to inform them that counsel represents only the company and not the employee individually (see Practice Note, Internal Investigations: Giving Upjohn Warnings: When to Give an Upjohn Warning).
Among other things, the warning also informs the employee that:
  • While the attorney-client privilege protects the communications between counsel and the employee, the privilege is controlled solely by the company.
  • The company may choose to waive the privilege and disclose what the employee told counsel to any third party, including the government.
The term originated with Upjohn Co. v. United States (449 U.S. 383 (1981)). In Upjohn, the US Supreme Court held that in certain instances the attorney-client privilege can protect communications between a company's counsel and the company's employees (see Practice Notes, Internal Investigations: Attorney-Client Privilege and Work Product Doctrine: Overview: Employees Within the Scope of the Organization's Privilege and Internal Investigations: Giving Upjohn Warnings: Employees).
For an example warning with important explanations, see Standard Document, Internal Investigations: Example of an Upjohn Warning.
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